Search using our robust engine. Get the recommendations you need to get ahead.
Browse through our expansive list of legal practice areas.
Work where you are or where you would like to be. Find where you will work with LawCrossing.
Use our marketplace to feature your opportunity
Start your search today
Set up your account and manage your company profile on LawCrossing
Look through and compare company profiles
Learn from the legal expert
Discover salaries and the scope of your next job
LawCrossing Works Read Testimonials and Share your Story
Carrot Peelers, Sales, Personality and Your Job Search
In-House
Attorney
Finance - Banking
Litigation - Whistleblower - CFTC
Min 5 yrs required
Compliance Officer- Sales (Mortgage Originations) The candidate will report to Mortgage Originations Middle Office Compliance Manager and will support the Mortgage Sales area of the business. Design and conduct compliance monitoring activities to verify key controls are functioning and identify emerging risks or trends. Keep abreast of existing, new and pending laws and regulations impacting the mortgage industry. Communicate changes and partner with Sales to dimension impact to the practices and implement necessary changes. Analyze changes to policies and procedures to determine/ approve required compliance with regulations and policies. Support Compliance Testing function and other control partners, ensuring test plans are designed to effectively identify regulatory deficiencies. Participate in various strategic business initiatives and ad hoc compliance projects as assigned. Draft and review periodic Compliance memos, reports and advisements. Escalate issues pursuant to established policies and guidelines. Must have the ability to travel for Sales branch and office reviews - approximately 10-25% travel required.
Qualification and Experience
The candidate should have Bachelor’s degree, J.D. preferred. Certified Regulatory Compliance Manager (CRCM) or similar professional designation highly recommended. Should have 5+ years’ related mortgage compliance or other financial institution Compliance, Control, Risk, or Legal experience. Must have strong knowledge of mortgage regulations and related originations processes, including: Unfair, Deceptive or Abusive Acts or Practices Act (UDAAP); Equal Credit Opportunity Act (ECOA/Reg. B); Truth-In-Lending Act (TILA/Reg. Z); Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (S.A.F.E. Act/Reg. G); Real Estate Settlement Procedures Act (RESPA/Reg. X); Fair Credit Reporting Act (FCRA/Reg. V); Home Mortgage Disclosure Act (HMDA/Reg. C); Privacy portion of Gramm-Leach-Bliley Act (Reg. P); E-sign Act; Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Knowledge of state mortgage regulations a plus. Should have strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization. Must have strong organizational skills with the ability to track multiple projects and deliverables at once.
Ref-14060958.
Sign Up Now