Job Details

Compliance Officer I

Company name

Organization Type

In-House

Job Type

Attorney

Years of Experience

Min 1 yrs required

Location

Albuquerque, NM

Date Last Verified

Aug 19,2017

Posted on

Aug 01,2017
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Compliance Officer I Responsibilities: Reports directly to the Compliance Director of Financial Technology and Innovation and is responsible for working with the new digital business units to promote and ensure compliance with applicable federal consumer laws and regulations. Serves as an active member of the financial technology and innovation compliance team. Responsible for outlining compliance risks related to third-party relationships, Application Protocol Interfaces (APIs) and new internal ventures, and developing control recommendations accordingly. Active oversight of business policies and procedures and project-related control processes. Coordinates with other compliance subject matter experts to complete compliance risk assessments. Works closely with other compliance subject matter experts to build testing programs for digital initiatives.

Qualification and Experience

Qualifications: Bachelor’s degree with accounting or finance emphasis preferred. Experience may compensate for some or all educational requirements. Professional certification or advanced degrees such as a CRCM, CPR, CBA, CPA, MBA or JD Degree desired. Ability to assess the compliance risk that identified issues may pose for the Line of Business and related processes. Excellent leadership ability and organizational skills.

Additional info

Job ID: 2017-107331

Company info

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